Filing Details

Accession Number:
0000073124-15-000192
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-09 17:20:58
Reporting Period:
2015-09-08
Filing Date:
2015-09-09
Accepted Time:
2015-09-09 17:20:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223690 H Frederick Waddell 50 South Lasalle Street
Chicago IL 60603
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-09-08 21,305 $70.44 72,064 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 197,434 Direct
Common Stock 33,500 Indirect 2013 GRAT
Common Stock 15,169 Indirect 2014 GRAT
Common Stock 54,800 Indirect 2015 GRAT
Common Stock 8,710 Indirect By Spouse
Common Stock 33,379 Indirect 401(k) as of 6-30-2015
Footnotes
  1. Price reflects the weighted average sales price from $70.21 to $70.62. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  2. Includes 197,314 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.