Filing Details
- Accession Number:
- 0001179110-15-013139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-09 08:58:09
- Reporting Period:
- 2015-09-04
- Filing Date:
- 2015-09-09
- Accepted Time:
- 2015-09-09 08:58:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 39677 | Av Homes Inc. | AVHI | Operative Builders (1531) | 231739078 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305016 | Lionel Joshua Nash | C/O Ulysses Management, Llc One Rockefeller Plaza 20Th Floor New York NY 10020 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-04 | 129,000 | $13.50 | 301,000 | No | 4 | P | Indirect | By Limited Partnership |
| Common Stock | Acquisiton | 2015-09-04 | 4,800 | $13.25 | 305,800 | No | 4 | P | Indirect | By Limited Partnership |
| Common Stock | Acquisiton | 2015-09-04 | 21,000 | $13.50 | 49,000 | No | 4 | P | Indirect | By Offshore Fund |
| Common Stock | Acquisiton | 2015-09-04 | 799 | $13.25 | 49,799 | No | 4 | P | Indirect | By Offshore Fund |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Limited Partnership |
| No | 4 | P | Indirect | By Limited Partnership |
| No | 4 | P | Indirect | By Offshore Fund |
| No | 4 | P | Indirect | By Offshore Fund |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 182,633 | Direct | |
| Common Stock | 173,900 | Indirect | By Trust fbo Mother |
Footnotes
- Shares are held by a limited partnership. The managing general partner of the limited partnership is directly controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except to the extent of his pecuniary interest therein.
- Shares are held by an offshore fund. The reporting person controls the management company for this fund. The reporting person disclaims beneficial ownership of the shares held by the offshore company except to the extent of his pecuniary interest therein, which results solely from a compensatory arrangement pursuant to which certain amounts to be paid to the reporting person are valued by reference to the managed account.
Billionaire Hedge Funds
