Filing Details

Accession Number:
0001439288-15-000103
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-04 15:56:22
Reporting Period:
2015-09-03
Filing Date:
2015-09-04
Accepted Time:
2015-09-04 15:56:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1439288 Rexnord Corp RXN General Industrial Machinery & Equipment (3560) 205197013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1535684 W Mark Peterson 4701 West Greenfield Avenue
Milwaukee WI 53214
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-03 3,466 $19.83 3,466 No 4 I Indirect By 401(k) Plan
Common Stock Acquisiton 2015-09-04 2,540 $19.64 5,540 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 I Indirect By 401(k) Plan
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $4.80 2019-07-30 5,620 5,620 Direct
Common Stock Stock Option (right to buy) $8.89 2020-07-29 7,284 7,284 Direct
Common Stock Stock Option (right to buy) $18.74 2012-12-29 2021-12-29 83,254 83,254 Direct
Common Stock Stock Option (right to buy) $22.03 2012-05-11 2022-05-11 225,000 225,000 Direct
Common Stock Stock Option (right to buy) $25.77 2016-05-22 2025-05-22 75,574 75,574 Direct
Common Stock Performance Stock Units $0.00 8,400 8,400 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-07-30 5,620 5,620 Direct
2020-07-29 7,284 7,284 Direct
2021-12-29 83,254 83,254 Direct
2022-05-11 225,000 225,000 Direct
2025-05-22 75,574 75,574 Direct
8,400 8,400 Direct
Footnotes
  1. Based on information from the trustee of the 401(k) Plan.
  2. Option fully vested.
  3. One half of the original option vests in five annual installments beginning on the date listed above. The other half vests in five annual installments on March 31 of each fiscal year based on continued employment.
  4. One half of the original option vested three years from the date listed above and the other half vests five years from the date listed above.
  5. The original option vests in three annual installments beginning on the date listed above.
  6. Each performance stock unit ("PSU") represents a contingent right to receive one share of Rexnord Corporation's common stock if certain conditions are satisfied during the three-year performance period (fiscal 2016-fiscal 2018). Vesting of PSUs is dependent on the relative total shareholder return of Rexnord Corporation's common stock as compared to companies in the S&P 1500 Industrials Sector Index and on goals related to absolute free cash flow conversion. The target number of PSUs that may be earned is reported above; the maximum amount is 200% of the number reported.