Filing Details

Accession Number:
0001140361-15-034412
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-03 19:23:13
Reporting Period:
2015-09-01
Filing Date:
2015-09-03
Accepted Time:
2015-09-03 19:23:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1010086 Siga Technologies Inc SIGAQ Pharmaceutical Preparations (2834) 133864870
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1139301 Md A Eric Rose C/O Siga Technologies, Inc.,
660 Madison Avenue, Suite 1700
New York NY 10065
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.0001 Per Share Disposition 2015-09-01 20,000 $1.32 502,897 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Acquisiton 2015-09-02 16,667 $0.00 519,564 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Acquisiton 2015-09-02 16,667 $0.00 536,231 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Acquisiton 2015-09-02 16,666 $0.00 552,897 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.0001 Per Share Restricted Stock Units Disposition 2015-09-02 16,667 $0.00 16,667 $0.00
Common Stock, Par Value $.0001 Per Share Restricted Stock Units Disposition 2015-09-02 16,667 $0.00 16,667 $0.00
Common Stock, Par Value $.0001 Per Share Restricted Stock Units Disposition 2015-09-02 16,666 $0.00 16,666 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,666 No 4 M Direct
83,333 No 4 M Direct
150,002 No 4 M Direct
Footnotes
  1. The Reporting Person is obligated to fund certain tax withholding obligations of SIGA Technologies, Inc. (the "Issuer") arising from the expected receipt of shares of Common Stock of the Issuer by the Reporting Person in connection with the vesting of restricted stock units and the subsequent delivery of shares of Common Stock in connection therewith. This Form 4 reports the sale by the Reporting Person of 20,000 shares of Common Stock, which shares of Common Stock were sold to raise the funds required to satisfy such withholding tax obligations.
  2. Represents vesting and conversion of certain RSUs granted on February 28, 2012. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.
  3. Represents vesting and conversion of certain RSUs granted on January 3, 2013. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.
  4. Represents vesting and conversion of certain RSUs granted on January 3, 2014. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.