Filing Details

Accession Number:
0001441634-15-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-03 17:30:11
Reporting Period:
2015-09-01
Filing Date:
2015-09-03
Accepted Time:
2015-09-03 17:30:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441634 Avago Technologies Ltd AVGO Semiconductors & Related Devices (3674) 980682363
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211588 E Hock Tan C/O Avago Technologies Us Inc.
1320 Ridder Park Drive
San Jose CA 95131
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2015-08-07 18,000 $0.00 138,256 No 5 G Direct
Ordinary Shares Acquisiton 2015-09-01 105,729 $32.39 243,985 No 4 M Direct
Ordinary Shares Disposition 2015-09-01 3,529 $121.26 240,456 No 4 S Direct
Ordinary Shares Disposition 2015-09-01 21,081 $122.68 219,375 No 4 S Direct
Ordinary Shares Disposition 2015-09-01 68,748 $123.45 150,627 No 4 S Direct
Ordinary Shares Disposition 2015-09-01 12,071 $124.25 138,556 No 4 S Direct
Ordinary Shares Disposition 2015-09-01 300 $124.97 138,256 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (Right to Buy) Disposition 2015-09-01 105,729 $0.00 105,729 $32.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
377,082 2018-03-07 No 4 M Direct
Footnotes
  1. Charitable gift to Massachusetts Institute of Technology.
  2. Includes 41,666 Restricted Share Units.
  3. Transactions made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  4. Transaction executed in multiple trades at prices ranging from $120.70 to $121.63 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  5. Transaction executed in multiple trades at prices ranging from $121.93 to $122.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  6. Transaction executed in multiple trades at prices ranging from $122.93 to $123.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  7. Transaction executed in multiple trades at prices ranging from $123.93 to $124.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  8. Transaction executed in multiple trades at prices ranging from $124.94 to $125.02 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  9. The option is fully vested and exercisable.