Filing Details
- Accession Number:
- 0001316507-15-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-03 17:27:30
- Reporting Period:
- 2015-09-03
- Filing Date:
- 2015-09-03
- Accepted Time:
- 2015-09-03 17:27:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1602584 | Calamos Dynamic Convertible & Income Fund | CCD | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248580 | Sr P John Calamos | 2020 Calamos Court Naperville IL 60563 | President And Chairman | Yes | Yes | No | No |
| 1316507 | Calamos Advisors Llc | 2020 Calamos Court Naperville IL 60563 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-03 | 200 | $19.28 | 254,826 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 100 | $19.29 | 254,926 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 100 | $19.29 | 255,026 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 100 | $19.31 | 255,126 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 700 | $19.32 | 255,826 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 400 | $19.34 | 256,226 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 200 | $19.35 | 256,426 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 100 | $19.38 | 256,526 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 300 | $19.40 | 256,826 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 200 | $19.41 | 257,026 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 200 | $19.43 | 257,226 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 600 | $19.44 | 257,826 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 600 | $19.45 | 258,426 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 200 | $19.46 | 258,626 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 400 | $19.47 | 259,026 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 600 | $19.49 | 259,626 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 400 | $19.50 | 260,026 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 200 | $19.51 | 260,226 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 434 | $19.52 | 260,660 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 200 | $19.53 | 260,860 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Common Stock | Acquisiton | 2015-09-03 | 200 | $19.54 | 261,060 | No | 4 | P | Indirect | By Calamos Advisors LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
| No | 4 | P | Indirect | By Calamos Advisors LLC |
Footnotes
- THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT PURCHASES MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN, CEO, AND GLOBAL CO-CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
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