Filing Details
- Accession Number:
- 0000820318-15-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-03 16:55:21
- Reporting Period:
- 2015-09-02
- Filing Date:
- 2015-09-03
- Accepted Time:
- 2015-09-03 16:55:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196392 | W Peter Sognefest | 9204 Red Twig Drive Las Vegas NV 89134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-02 | 2,288 | $13.99 | 22,185 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-09-02 | 2,288 | $16.30 | 19,897 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-09-02 | 4,000 | $15.42 | 23,897 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-09-02 | 4,000 | $16.25 | 19,897 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-09-02 | 4,300 | $16.26 | 15,597 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to buy) | Disposition | 2015-09-02 | 2,288 | $0.00 | 2,288 | $13.99 |
| Common Stock | Option (Right to buy) | Disposition | 2015-09-02 | 4,000 | $0.00 | 4,000 | $15.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,152 | 2024-08-16 | No | 4 | M | Direct | |
| 0 | 2018-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 320 | Indirect | By Son |
Footnotes
- Represents the weighted average of multiple sales transactions ranging in price from $16.25 to $16.28. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The reporting person disclaims beneficial ownership of shares owned by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Sectin 16 or for any other purpose.
- The option vests in 5 equal annual installments beginning on August 16, 2015.
- The option vested in 5 equal annual installments beginning on February 9, 2009.
Billionaire Hedge Funds
