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Home > Insider Trading > Filing (0001547522-15-000158)

Filing Details

Accession Number:: 0001547522-15-000158
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-09-03 13:32:35
Reporting Period:: 2015-09-01

Filing Date:: 2015-09-03
Accepted Time:: 2015-09-03 13:32:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
811641	Immucell Corp	ICCC	In Vitro & In Vivo Diagnostic Substances (2835)	010382980

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1043218	E Jonathan Rothschild	C/O Immucell Corporation 56 Evergreen Drive Portland ME 04103		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.10 Per Share	Acquisiton	2015-09-01	200	$6.73	521,836	No	4	P	Direct
Common Stock, Par Value $0.10 Per Share	Acquisiton	2015-09-01	200	$6.74	522,036	No	4	P	Direct
Common Stock, Par Value $0.10 Per Share	Acquisiton	2015-09-01	100	$6.70	522,136	No	4	P	Direct
Common Stock, Par Value $0.10 Per Share	Acquisiton	2015-09-02	200	$6.77	522,336	No	4	P	Direct
Common Stock, Par Value $0.10 Per Share	Acquisiton	2015-09-02	200	$6.48	522,536	No	4	P	Direct
Common Stock, Par Value $0.10 Per Share	Acquisiton	2015-09-02	200	$6.60	522,736	No	4	P	Direct
Common Stock, Par Value $0.10 Per Share	Acquisiton	2015-09-02	300	$6.65	523,036	No	4	P	Direct
Common Stock, Par Value $0.10 Per Share	Acquisiton	2015-09-02	500	$6.50	523,536	No	4	P	Direct
Common Stock, Par Value $0.10 Per Share	Acquisiton	2015-09-02	200	$6.53	523,736	No	4	P	Direct
Common Stock, Par Value $0.10 Per Share	Acquisiton	2015-09-02	500	$6.58	524,236	No	4	P	Direct
Common Stock, Par Value $0.10 Per Share	Acquisiton	2015-09-02	200	$6.77	524,436	No	4	P	Direct
Common Stock, Par Value $0.10 Per Share	Acquisiton	2015-09-03	200	$6.76	524,636	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

These shares were acquired by Arterio Inc., a corporation owned solely by Mr. Rothschild.
This figure includes 221,655 shares of common stock held by Arterio Inc., a corporation owned solely by Mr. Rothschild, and 39,555 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved.