Filing Details
- Accession Number:
- 0001209191-15-069206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-02 18:00:28
- Reporting Period:
- 2015-08-31
- Filing Date:
- 2015-09-02
- Accepted Time:
- 2015-09-02 18:00:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898770 | Sharps Compliance Corp | SMED | Hazardous Waste Management (4955) | 742657168 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1158037 | P David Tusa | 9220 Kirby Drive Suite 500 Houston TX 77054 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-31 | 50,000 | $2.10 | 165,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-31 | 50,000 | $7.25 | 115,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-09-01 | 10,000 | $7.45 | 105,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-09-02 | 5,625 | $3.05 | 110,625 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-09-02 | 5,625 | $7.89 | 105,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Sharps Compliance 2010 Stock Plan | Acquisiton | 2015-08-31 | 50,000 | $2.10 | 50,000 | $2.10 |
| Common Stock | Sharps Compliance 2010 Stock Plan | Acquisiton | 2015-09-02 | 5,625 | $3.05 | 5,625 | $3.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 449,895 | 2012-11-06 | 2015-11-06 | No | 4 | M | Direct |
| 444,270 | 2014-11-07 | 2019-11-07 | No | 4 | M | Direct |
Footnotes
- This represents the weighted average sale of the 50,000 shares. Shares were sold within a range between $7.20 and $7.35.
- Cashless exercise and immediate sale through a broker of a stock award granted on November 7, 2012. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan, are currently exercisable and would have expired on November 7, 2019.
- This option is fully vested and exercisable.
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