Filing Details

Accession Number:
0001082906-11-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-03 17:55:59
Reporting Period:
2011-02-01
Filing Date:
2011-02-03
Accepted Time:
2011-02-03 17:55:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065280 Netflix Inc NFLX Services-Video Tape Rental (7841) 770467272
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082906 C Jay Hoag C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
Yes No No No
Transaction Summary
Sold: 9,500 shares Avg. Price: $211.06 Total Value: $2,005,058.60
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-01 891,682 $0.00 891,683 No 4 J Indirect TCV IV, L.P.
Common Stock Acquisiton 2011-02-01 171,669 $0.00 171,669 No 4 J Indirect Technology Crossover Management IV, L.L.C.
Common Stock Disposition 2011-02-01 33,250 $0.00 33,250 No 4 J Indirect TCV IV Strategic Partners, L.P.
Common Stock Acquisiton 2011-02-01 55 $0.00 171,724 No 4 J Indirect Technology Crossover Management IV, L.L.C.
Common Stock Acquisiton 2011-02-01 3,431 $0.00 21,431 No 4 J Indirect The Hoag Family Trust U/A Dtd 8/2/94
Common Stock Disposition 2011-02-01 171,724 $0.00 0 No 4 J Indirect Technology Crossover Management IV, L.L.C.
Common Stock Acquisiton 2011-02-01 45,250 $0.00 66,681 No 4 J Indirect The Hoag Family Trust U/A Dtd 8/2/94
Common Stock Acquisiton 2011-02-01 9,923 $0.00 9,923 No 4 J Indirect Hamilton Investments Limited Partnership
Common Stock Disposition 2011-02-01 240,792 $0.00 481,583 No 4 J Indirect TCV VI, L.P.
Common Stock Disposition 2011-02-01 1,899 $0.00 3,798 No 4 J Indirect TCV Member Fund, L.P.
Common Stock Acquisiton 2011-02-01 2,407 $0.00 2,407 No 4 J Indirect Technology Crossover Management VI, L.L.C.
Common Stock Disposition 2011-02-01 2,407 $0.00 0 No 4 J Indirect Technology Crossover Management VI, L.L.C.
Common Stock Acquisiton 2011-02-01 353 $0.00 67,034 No 4 J Indirect The Hoag Family Trust U/A Dtd 8/2/94
Common Stock Acquisiton 2011-02-01 117 $0.00 10,040 No 4 J Indirect Hamilton Investments Limited Partnership
Common Stock Acquisiton 2011-02-01 263 $0.00 67,297 No 4 J Indirect The Hoag Family Trust U/A Dtd 8/2/94
Common Stock Acquisiton 2010-02-01 88 $0.00 10,128 No 4 J Indirect Hamilton Investments Limited Partnership
Common Stock Acquisiton 2011-02-02 1,292 $30.94 1,292 No 4 M Direct
Common Stock Acquisiton 2011-02-02 1,095 $36.51 2,387 No 4 M Direct
Common Stock Acquisiton 2011-02-02 1,290 $31.00 3,677 No 4 M Direct
Common Stock Acquisiton 2011-02-02 1,295 $30.89 4,972 No 4 M Direct
Common Stock Acquisiton 2011-02-02 1,297 $30.84 6,269 No 4 M Direct
Common Stock Acquisiton 2011-02-02 1,083 $36.95 7,352 No 4 M Direct
Common Stock Acquisiton 2011-02-02 1,164 $34.35 8,516 No 4 M Direct
Common Stock Acquisiton 2011-02-02 984 $40.62 9,500 No 4 M Direct
Common Stock Disposition 2011-02-02 9,500 $211.06 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect TCV IV, L.P.
No 4 J Indirect Technology Crossover Management IV, L.L.C.
No 4 J Indirect TCV IV Strategic Partners, L.P.
No 4 J Indirect Technology Crossover Management IV, L.L.C.
No 4 J Indirect The Hoag Family Trust U/A Dtd 8/2/94
No 4 J Indirect Technology Crossover Management IV, L.L.C.
No 4 J Indirect The Hoag Family Trust U/A Dtd 8/2/94
No 4 J Indirect Hamilton Investments Limited Partnership
No 4 J Indirect TCV VI, L.P.
No 4 J Indirect TCV Member Fund, L.P.
No 4 J Indirect Technology Crossover Management VI, L.L.C.
No 4 J Indirect Technology Crossover Management VI, L.L.C.
No 4 J Indirect The Hoag Family Trust U/A Dtd 8/2/94
No 4 J Indirect Hamilton Investments Limited Partnership
No 4 J Indirect The Hoag Family Trust U/A Dtd 8/2/94
No 4 J Indirect Hamilton Investments Limited Partnership
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2011-02-01 235 $0.00 235 $212.90
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-02 1,292 $0.00 1,292 $30.94
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-02 1,095 $0.00 1,095 $36.51
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-02 1,290 $0.00 1,290 $31.00
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-02 1,295 $0.00 1,295 $30.89
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-02 1,297 $0.00 1,297 $30.84
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-02 1,083 $0.00 1,083 $36.95
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-02 1,164 $0.00 1,164 $34.35
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-02 984 $0.00 984 $40.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
235 2011-02-01 2021-02-01 No 4 A Direct
0 2008-03-03 2018-03-03 No 4 M Direct
0 2008-04-01 2018-04-01 No 4 M Direct
0 2008-05-01 2018-05-01 No 4 M Direct
0 2008-06-02 2018-06-02 No 4 M Direct
0 2008-09-02 2018-09-02 No 4 M Direct
0 2009-02-02 2019-02-02 No 4 M Direct
0 2009-03-02 2019-03-02 No 4 M Direct
0 2009-07-01 2019-07-01 No 4 M Direct
Footnotes
  1. In kind pro-rata distribution from TCV IV, L.P. ("TCV IV") to its partners, without consideration.
  2. These shares are held directly by TCV IV. Jay C. Hoag ("Hoag") is a managing member of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV. Hoag may be deemed to beneficially own the shares held by TCV IV, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  3. Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV to its partners, without consideration.
  4. These shares are directly held by TCM IV. Hoag is a managing member of TCM IV which is the general partner of TCV IV and TCV IV Strategic Partners, L.P. ("TCV IV SP"). The number of shares reported by TCM IV does not include the shares held by TCV IV and TCV IV SP. Hoag may be deemed to own the shares held by TCM IV, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  5. In kind pro-rata distribution from TCV IV SP to its partners, without consideration.
  6. These shares are held directly by TCV IV SP. Hoag is a limited partner and a managing member of TCM IV which is the sole general partner of TCV IV SP. Hoag may be deemed to beneficially own the shares held by TCV IV SP, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  7. Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV SP to its partners, without consideration.
  8. Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCV IV SP to its partners, without consideration.
  9. Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  10. In kind pro-rata distribution from TCM IV to its members, without consideration.
  11. Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration.
  12. Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration.
  13. Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  14. In kind pro-rata distribution from TCV VI, L.P. ("TCV VI") to its partners, without consideration.
  15. These shares are held directly by TCV VI. Hoag is a Class A Member of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI. Hoag may be deemed to beneficially own the shares held by TCV VI, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  16. In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.
  17. These shares are held directly by TCV MF. Hoag is a Class A Member of TCM VI which is a general partner of TCV MF and a limited partner of TCV MF. Hoag may be deemed to beneficially own the shares held by TCV MF, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  18. Acquisition by TCM VI pursuant to an in kind pro-rata distribution by TCV VI to its partners, without consideration.
  19. These shares are directly held by TCM VI. Hoag is a Class A Member of TCM VI which is the sole general partner of TCV VI and a general partner of TCV MF. The number of shares reported by TCM VI does not include the shares held by TCV VI and TCV MF. Hoag may be deemed to own the shares held by TCM VI, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  20. In kind pro-rata distribution from TCM VI to its members, without consideration.
  21. Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.
  22. Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.
  23. Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
  24. Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
  25. Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94, Hamilton Investments Limited Partnership, TCV IV, L.P., TCV IV Strategic Partners, L.P., TCV VI, L.P. and TCV Member Fund, L.P, which are separately reported on this Form 4.
  26. This transaction was executed in multiple trades at prices ranging from $210.90 to $211.25. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon written request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
  27. These options are 100% vested.
  28. Not applicable.
  29. Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein.