Filing Details
- Accession Number:
- 0001209191-11-006870
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-03 17:55:06
- Reporting Period:
- 2011-02-01
- Filing Date:
- 2011-02-03
- Accepted Time:
- 2011-02-03 17:55:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 59478 | Lilly Eli & Co | LLY | Pharmaceutical Preparations (2834) | 350470950 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233249 | A Robert Armitage | Lilly Corporate Center Indianapolis IN 46285 | Sr. Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-02-01 | 20,100 | $34.77 | 17,062 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-02-01 | 55,294 | $0.00 | 72,356 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-03 | 600 | $35.30 | 71,756 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 600 | $35.31 | 71,156 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 5,821 | $35.32 | 65,335 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 6,963 | $35.33 | 58,372 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 2,394 | $35.34 | 55,978 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 4,044 | $35.35 | 51,934 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 10,546 | $35.36 | 41,388 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 2,700 | $35.37 | 38,688 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 1,500 | $35.38 | 37,188 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 26 | $35.39 | 37,162 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2011-02-01 | 55,294 | $0.00 | 55,294 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-01 | 2011-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,096 | Indirect | 401(k) |
| Common Stock | 1,225 | Indirect | Robert A. Armitage 2008-3 GRAT |
| Common Stock | 9,980 | Indirect | Robert A. Armitage 2008. 10-3 GRAT |
| Common Stock | 33,486 | Indirect | by wife |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 3, 2010.
- Grantor retained annuity trust established by reporting person. Reporting person is trustee.
- Reporting person disclaims beneficial ownership of these shares.
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