Filing Details

Accession Number:
0001140361-15-033850
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-31 11:23:36
Reporting Period:
2015-08-28
Filing Date:
2015-08-31
Accepted Time:
2015-08-31 11:23:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1609065 Pathfinder Bancorp Inc. PBHC State Commercial Banks (6022) 161540137
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214087 Edward Mervine 214 West First St
Oswego NY 13126
Svp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-28 600 $10.60 9,824 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 60 Direct
Common Stock 3,337 Indirect By ESOP
Common Stock 10,790 Indirect by 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $5.46 2012-06-23 2021-06-23 22,237 22,237 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-06-23 22,237 22,237 Direct
Footnotes
  1. Stock options vest at a rate of 20% per year commencing on June 23, 2012