Filing Details
- Accession Number:
- 0001140361-15-033829
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-28 20:05:51
- Reporting Period:
- 2015-08-26
- Filing Date:
- 2015-08-28
- Accepted Time:
- 2015-08-28 20:05:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1415624 | Yume Inc | YUME | Services-Advertising Agencies (7311) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582703 | Ayyappan Sankaran | C/O Yume, Inc. 1204 Middlefield Road Redwood City CA 94063 | Evp, Engineering & Cto | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-26 | 30,090 | $0.00 | 48,537 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-27 | 13,365 | $2.46 | 35,172 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2015-08-26 | 30,090 | $0.00 | 30,090 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 90,271 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 795,363 | Indirect | By The Ayyappan Living Trust |
Footnotes
- Represents sales to satisfy tax withholding obligations in connection with the vesting of 30,090 restricted stock units.
- Represents the aggregate of sales effected on the same day at different prices.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $2.45 to $2.505 per share. Full information regarding the number of shares sold at each price shall be provided upon request from the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- The restricted stock units vest over two years in four equal installments every 6 months commencing on February 26, 2015. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
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