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Home > Insider Trading > Filing (0000899243-15-004214)

Filing Details

Accession Number:: 0000899243-15-004214
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-08-28 17:00:26
Reporting Period:: 2015-08-28

Filing Date:: 2015-08-28
Accepted Time:: 2015-08-28 17:00:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1270436	Institutional Financial Markets Inc.	IFMI	Security Brokers, Dealers & Flotation Companies (6211)	161685692

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1400772	Jack Dimaio	C/O Institutional Financial Markets, Inc 2929 Arch Street, 17Th Floor Philadelphia PA 19104-2870		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Disposition	2015-08-28	974,585	$1.33	0	No	4	S	Indirect	By Mead Park Capital Partners LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Mead Park Capital Partners LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.001	Convertible Senior Promissory Note	Disposition	2015-08-28	0	$3,614,535.51	974,585	$3.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-09-25	2018-09-25	No	4	S	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	52,937	Direct