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Filing Details

Accession Number:
0001181431-11-007119
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-03 16:59:05
Reporting Period:
2011-02-01
Filing Date:
2011-02-03
Accepted Time:
2011-02-03 16:59:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912365 Evergreen Energy Inc EEE Bituminous Coal & Lignite Surface Mining (1221) 841079971
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488695 E Kevin Milliman 1225 17Th Street
Suite 1300
Denver CO 80202
Vp Of Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-01 19,231 $2.60 19,231 No 4 P Indirect By IRA for Self
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA for Self
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Acquisiton 2011-02-01 18,762 $2.60 18,762 $2.60
Common Stock Warrant (Right to Buy) Acquisiton 2011-02-01 9,381 $2.73 9,381 $2.73
Common Stock Warrant (Right to Buy) Acquisiton 2011-02-01 9,381 $2.80 9,381 $2.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,762 2011-08-01 2014-08-01 No 4 P Indirect
28,143 2011-08-01 2014-08-01 No 4 P Indirect
37,524 2011-08-01 2014-08-01 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 38,014 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right To Buy) $0.00 0 185,001 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 185,001 Direct
Footnotes
  1. Not applicable - report of holdings only.