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Filing Details

Accession Number:
0001181431-11-007120
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-03 16:58:49
Reporting Period:
2011-02-01
Filing Date:
2011-02-03
Accepted Time:
2011-02-03 16:58:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912365 Evergreen Energy Inc EEE Bituminous Coal & Lignite Surface Mining (1221) 841079971
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1465890 Jr. H Thomas Stoner 1225 17Th Street
Suite 1300
Denver CO 80202
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-01 69,231 $2.60 69,231 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Acquisiton 2011-02-01 67,542 $2.60 67,542 $2.60
Common Stock Warrant (Right to Buy) Acquisiton 2011-02-01 33,771 $2.73 33,771 $2.73
Common Stock Warrant (Right to Buy) Acquisiton 2011-02-01 3,771 $2.80 33,771 $2.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
67,542 2011-08-01 2014-08-01 No 4 P Indirect
101,313 2011-08-01 2014-08-01 No 4 P Indirect
135,084 2011-08-01 2014-08-01 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,932 Indirect By IRA
Common Stock 480,135 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $0.00 0 301,667 Direct
Common Stock Restricted Stock Awards $0.00 0 250,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 301,667 Direct
0 250,000 Direct
Footnotes
  1. Not applicable - report of holdings only.