Filing Details
- Accession Number:
- 0001596771-15-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-27 17:04:12
- Reporting Period:
- 2015-08-26
- Filing Date:
- 2015-08-27
- Accepted Time:
- 2015-08-27 17:04:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1610092 | Diplomat Pharmacy Inc. | DPLO | Retail-Drug Stores And Proprietary Stores (5912) | 382063100 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1418307 | Sean Whelan | 4100 S. Saginaw Street Flint MI 48507 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-26 | 290,064 | $4.29 | 292,064 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-26 | 119,852 | $37.90 | 172,212 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-26 | 29,682 | $38.60 | 142,530 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Acquire Common Stock | Disposition | 2015-08-26 | 290,064 | $0.00 | 290,064 | $4.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 96,686 | 2022-03-01 | No | 4 | M | Direct |
Footnotes
- The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $37.48 to $38.33 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $38.40 to $38.98 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The options were granted on 03/01/2012 and began to vest in annual increments of 25% of the option grant on the one-year anniversary of the date of grant, to be fully vested after four years. The remaining 96,686 options vest on 03/01/2016.
Billionaire Hedge Funds
