Filing Details

Accession Number:
0001127602-15-025910
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-26 16:26:31
Reporting Period:
2015-08-24
Filing Date:
2015-08-26
Accepted Time:
2015-08-26 16:26:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
35214 Ferro Corp FOE Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 340217820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358620 T Peter Thomas C/O Ferro Corporation
6060 Parkland Boulevard
Mayfield Heights OH 44124
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-24 20,000 $11.97 139,818 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,175 Indirect Investment Savings Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Share Unit $0.00 2016-12-31 115,100 115,100 Direct
Common Stock Performance Share Unit $0.00 2015-12-31 200,130 200,130 Direct
Common Stock Performance Share Unit $0.00 2017-12-31 124,200 124,200 Direct
Common Stock Phantom Shares $0.00 70,849 70,849 Direct
Common Stock Restricted Share Unit $0.00 2016-04-24 2016-04-24 17,480 17,480 Direct
Common Stock Restricted Share Unit $0.00 2017-02-20 2017-02-20 46,100 46,100 Direct
Common Stock Restricted Share Unit $0.00 2017-12-29 2017-12-29 100,000 100,000 Direct
Common Stock Restricted Share Unit $0.00 2015-02-23 2015-02-23 21,200 21,200 Direct
Common Stock Restricted Share Unit $0.00 2016-02-23 2016-02-23 32,800 32,800 Direct
Common Stock Restricted Share Unit $0.00 2018-02-18 2018-02-18 49,700 49,700 Direct
Common Stock Stock Options (Right to Buy) $20.69 2007-02-16 2016-02-16 15,500 15,500 Direct
Common Stock Stock Options (Right to Buy) $21.99 2008-02-06 2017-02-06 25,000 25,000 Direct
Common Stock Stock Options (Right to Buy) $17.26 2009-02-28 2018-02-28 25,000 25,000 Direct
Common Stock Stock Options (Right to Buy) $8.25 2011-02-25 2020-02-25 45,000 45,000 Direct
Common Stock Stock Options (Right to Buy) $7.02 2014-04-24 2023-04-24 98,800 98,800 Direct
Common Stock Stock Options (Right to Buy) $1.37 2010-02-25 2019-02-25 20,033 20,033 Direct
Common Stock Stock Options (Right to Buy) $15.16 2012-02-24 2021-02-24 38,000 38,000 Direct
Common Stock Stock Options (Right to Buy) $6.84 2013-02-23 2022-02-23 45,500 45,500 Direct
Common Stock Stock Options (Right to Buy) $5.29 2014-02-21 2023-02-21 68,800 68,800 Direct
Common Stock Stock Options (Right to Buy) $13.09 2015-02-20 2024-02-20 95,300 95,300 Direct
Common Stock Stock Options (Right to Buy) $12.33 2016-02-18 2025-02-18 107,300 107,300 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-31 115,100 115,100 Direct
2015-12-31 200,130 200,130 Direct
2017-12-31 124,200 124,200 Direct
70,849 70,849 Direct
2016-04-24 17,480 17,480 Direct
2017-02-20 46,100 46,100 Direct
2017-12-29 100,000 100,000 Direct
2015-02-23 21,200 21,200 Direct
2016-02-23 32,800 32,800 Direct
2018-02-18 49,700 49,700 Direct
2016-02-16 15,500 15,500 Direct
2017-02-06 25,000 25,000 Direct
2018-02-28 25,000 25,000 Direct
2020-02-25 45,000 45,000 Direct
2023-04-24 98,800 98,800 Direct
2019-02-25 20,033 20,033 Direct
2021-02-24 38,000 38,000 Direct
2022-02-23 45,500 45,500 Direct
2023-02-21 68,800 68,800 Direct
2024-02-20 95,300 95,300 Direct
2025-02-18 107,300 107,300 Direct
Footnotes
  1. Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
  2. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees. These shares were previously disclosed in Table I of this Form and have been moved to Table II of this Form. This transaction is not a disposition.
  3. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.