Filing Details

Accession Number:
0001612849-15-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-26 10:49:09
Reporting Period:
2015-08-25
Filing Date:
2015-08-26
Accepted Time:
2015-08-26 10:49:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1449278 Tubemogul Inc TUBE Services-Prepackaged Software (7372) 510633881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612849 Brett Wilson 1250 53Rd Street, Suite 2
Emeryville CA 94608
President, Ceo & Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-25 1,000 $10.47 1,457,250 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,500 Indirect by Child A
Common Stock 16,500 Indirect by Child B
Common Stock 16,500 Indirect by Child C
Common Stock 250 Indirect by Niece
Common Stock 250 Indirect by Nephew
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.468 to $10.469, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
  2. The Reporting Person's purchase of the Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 1,000 shares, with the Reporting Person's sale of 1,000 shares of the Issuer's common stock at a price of $14.9231 per share on June 16, 2015. The Reporting Person has made arrangements with the Issuer to disgorge to the Issuer, upon settlement of the sale, $4,455.00 representing the full amount of the profit realized in connection with the short-swing transaction.