Home > Insider Trading > Filing (0001493152-15-004006)

Filing Details

Accession Number:: 0001493152-15-004006
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-08-25 18:37:41
Reporting Period:: 2015-06-01

Filing Date:: 2015-08-25
Accepted Time:: 2015-08-25 18:37:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1487906	Cachet Financial Solutions Inc.	CAFN	Blank Checks (6770)	272205650

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1490894	Tiburon Opportunity Fund, L.p.	13313 Point Richmond Beach Road Nw Gig Harbor WA 98332	No	No	Yes	No
1651486	Bortel Investment Management Llc	13313 Point Richmond Beach Road Nw Gig Harbor WA 98332	No	No	Yes	No
1651488	Peter Bortel	13313 Point Richmond Beach Road Nw Gig Harbor WA 98332	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-06-01	1,301,717	$0.00	2,372,900	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-06-08	600	$0.40	2,373,500	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-06-09	715	$0.40	2,374,215	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-06-10	12,500	$0.37	2,386,715	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-06-12	102	$0.51	2,386,817	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-06-16	398	$0.46	2,387,215	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-06-22	2,000	$0.42	2,389,215	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-06-23	2,000	$0.45	2,391,215	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-06-24	9,000	$0.41	2,400,215	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-06-25	6,000	$0.40	2,406,215	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-06-30	2,000	$0.47	2,408,215	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-07-01	500	$0.60	2,408,715	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-07-02	500	$0.48	2,409,215	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-07-08	1,000	$0.40	2,410,215	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-07-10	1,000	$0.39	2,411,215	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-07-13	1,000	$0.35	2,412,215	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-07-14	2,802	$0.36	2,415,017	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-07-22	500	$0.44	2,415,517	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-07-23	1,000	$0.45	2,416,517	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-07-27	800	$0.45	2,417,317	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-07-28	2,000	$0.41	2,419,317	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-08-03	1,000	$0.40	2,420,317	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-08-04	500	$0.43	2,420,817	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-08-05	500	$0.43	2,421,317	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Convertible preferred stock	Acquisiton	2015-06-03	2,500	$0.00	555,556	$0.45
Common Stock	Warrant to purchase common stock	Acquisiton	2015-06-03	571,038	$0.00	571,038	$0.48

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,500	2015-06-03	2020-06-03	No	4	P	Indirect
571,038	2015-06-03	2020-06-03	No	4	P	Indirect

Footnotes

Tiburon Opportunity Fund, L.P. (the "Stockholder"), Bortel Investment Management LLC (the "General Partner"), and Peter Bortel are collectively referred to herein as the "Reporting Persons." The Stockholder directly owns the securities reported herein. The General Partner is the general partner of the Stockholder. Mr. Bortel is the managing member of the General Partner and controls the General Partner's activities. The General Partner and Mr. Bortel may be deemed to have beneficial ownership of the securities reported herein.
Tiburon Opportunity Fund, L.P. effected a private purchase for $250,000 of 2,500 shares of convertible preferred stock (convertible into 555,556 shares of common stock) and a warrant to purchase 571,038 shares of common stock.