Filing Details

Accession Number:
0001214659-15-006302
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-08-25 17:36:36
Reporting Period:
2015-08-19
Filing Date:
2015-08-25
Accepted Time:
2015-08-25 17:36:36
Original Submission Date:
2015-08-21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387713 Neulion Inc. NLN Cable & Other Pay Television Services (4841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1632638 Richard James Hale 23332 Mill Creek Dr., Suite 155
Laguna Hills CA 92653
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-19 29,000 $0.47 29,000 No 4 P Indirect By Parallax Capital Fund, LP
Common Stock Acquisiton 2015-08-20 121,500 $0.54 150,500 No 4 P Indirect By Parallax Capital Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Parallax Capital Fund, LP
No 4 P Indirect By Parallax Capital Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,465 Direct
Common Stock 61,731,172 Indirect By PCF 1, LLC
Footnotes
  1. Multiple same-way open market purchases effected on the same day within a one-dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the OTCBB, and the purchase price per share for each trade was between $0.5370 and $0.5683. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares purchased at each separate price.
  2. The Reporting Person is the managing member of Parallax Holdings, LLC, which is the general partner of Parallax Capital, L.P., which is the general partner of Parallax Capital Fund, L.P., which is a limited liability company member of PCF 1, LLC. The Reporting Person may be deemed to be the indirect beneficial owner of the reported securities by virtue of his indirect control of Parallax Capital Fund, LP and PCF 1, LLC. The Reporting Person disclaims beneficial ownership of the reported securities to the extent such beneficial ownership exceeds his pecuniary interests therein.