Filing Details
- Accession Number:
- 0001181431-11-007032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-03 14:56:24
- Reporting Period:
- 2011-02-01
- Filing Date:
- 2011-02-03
- Accepted Time:
- 2011-02-03 14:56:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1406666 | Calix Inc | CALX | Communications Services, Nec (4899) | 680438710 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1483484 | Kelyn Brannon | C/O Calix, Inc. 1035 N. Mcdowell Blvd. Petaluma CA 94954 | Executive Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-01-06 | 42,219 | $0.00 | 42,219 | No | 4 | G | Indirect | See Footnote |
| Common Stock | Disposition | 2011-02-01 | 2,425 | $16.30 | 39,794 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 160,000 | Direct |
Footnotes
- These shares are held by Kelyn Brannon, Trustee of The Kelyn Brannon Trust dated September 24, 2010.
- The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.2500 to $16.3500, inclusive. Full information on the number of shares sold at each sale price is available upon request.
- These shares are held by Kelyn Brannon, Trustee of The Kelyn Brannon Trust dated September 24, 2010.
- Consists of 160,000 restricted stock units.
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