Filing Details

Accession Number:
0001209191-15-067709
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-25 13:07:26
Reporting Period:
2015-08-21
Filing Date:
2015-08-25
Accepted Time:
2015-08-25 13:07:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1621832 Aqua Metals Inc. AQMS Secondary Smelting & Refining Of Nonferrous Metals (3341) 471169572
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1649347 R. Stephen Clarke 501 23Rd Avenue
Oakland CA 94606
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-21 2,500 $4.95 1,006,137 No 4 P Direct
Common Stock Acquisiton 2015-08-24 2,500 $4.73 1,008,637 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 732,559 Indirect By corporation
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.00, inclusive. The reporting person undertakes to provide to Aqua Metals, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.85, inclusive.
  3. The shares are owned directly by AIC Nevada, Inc. ("AIC"), and indirectly by Mr. Clarke, who is a director of AIC and is considered to have voting and dispositive power over the shares held by AIC. Mr. Clarke is the President and Chief Executive Officer, a director and a 10% stockholder of the Issuer.