Filing Details
- Accession Number:
- 0000899243-15-003913
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-24 18:14:27
- Reporting Period:
- 2015-08-20
- Filing Date:
- 2015-08-24
- Accepted Time:
- 2015-08-24 18:14:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1459266 | Zs Pharma Inc. | ZSPH | Pharmaceutical Preparations (2834) | 263305698 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1376194 | A Todd Creech | C/O Zs Pharma, Inc. 1100 Park Place, Suite 300 San Mateo CA 94063 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-20 | 20,000 | $2.13 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-20 | 20,000 | $50.03 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-08-21 | 50,000 | $2.13 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-21 | 50,000 | $49.76 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | Disposition | 2015-08-20 | 20,000 | $2.13 | 20,000 | $2.13 |
| Common Stock | Employee Stock Options | Disposition | 2015-08-21 | 50,000 | $2.13 | 50,000 | $2.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 260,771 | No | 4 | M | Direct | ||
| 210,771 | No | 4 | M | Direct |
Footnotes
- Mr. Creech sold 50,000 shares of common stock at prices ranging from $49.50 per share to $50.01 per share.
- Mr. Creech was granted options to purchase 280,771 shares of common stock at an exercise price of $2.13 per share on August 16, 2013, of which 25% of the shares subject to such option vested on August 12, 2014, the first anniversary of the vesting commencement date, with the remaining 75% of the options vesting monthly in substantially equal installments over the following 36 months, subject to Mr. Creech's continuing to provide services to the company through each vesting date. Mr. Creech exercised 20,000 of such options on August 20, 2015 and 50,000 of such options on August 21, 2015, all at the exercise price of $2.13 per share.
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