Filing Details

Accession Number:
0001104659-15-061516
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-24 17:10:14
Reporting Period:
2014-03-28
Filing Date:
2015-08-24
Accepted Time:
2015-08-24 17:10:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1459417 2U Inc. TWOU Services-Prepackaged Software (7372) 262335939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1517808 T. Michael Moe C/O 2U, Inc.
8201 Corporate Drive, Suite 900
Landover MD 20785
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-20 119,763 $34.91 224,909 No 4 S Indirect By GSV Capital
Common Stock Disposition 2015-08-21 224,909 $34.04 0 No 4 S Indirect By GSV Capital
Common Stock Acquisiton 2014-03-28 1,650 $13.95 1,650 No 4 P Indirect By GSV X Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By GSV Capital
No 4 S Indirect By GSV Capital
No 4 P Indirect By GSV X Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,734 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.70 to $35.10, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
  2. These shares are held by GSV Capital Corp. ("GSV"). The reporting person is the chief executive officer of GSV and is the Chief Executive Officer and Chief Investment Officer of GSV Asset Management, LLC ("GSV Asset Management"), GSV's external investment adviser. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.25, inclusive.
  4. These shares are held by GSV X Fund, LP ("GSV X"). The reporting person has a limited partnership interest in GSV X and is the Chief Executive Officer and Chief Investment Officer of GSV Asset Management, which is the general partner of GSV X. The reporting person disclaims beneficial ownership of the securities held by GSV X, except to the extent of his pecuniary interest, if any, in such securities by virtue of his interest in GSV Asset Management and his limited partnership interest in GSV X.