Filing Details

Accession Number:
0001140361-15-033252
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-24 16:49:04
Reporting Period:
2015-08-20
Filing Date:
2015-08-24
Accepted Time:
2015-08-24 16:49:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561387 Health Insurance Innovations Inc. HIIQ Insurance Agents, Brokers & Service (6411) 461282634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317254 Patrick Mcnamee C/O Health Insurance Innovations, Inc.
15438 North Florida Ave., Suite 201
Tampa FL 33613
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-20 25,000 $4.56 25,000 No 4 P Indirect As Trustee - Patrick R. McNamee Trust U/A Dated 2/13/09
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect As Trustee - Patrick R. McNamee Trust U/A Dated 2/13/09
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Appreciation Rights $4.72 2022-06-08 300,000 300,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-06-08 300,000 300,000 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.46 to $4.62. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  2. These stock-settled stock appreciation rights were granted under the Issuer's Long-Term Incentive Plan ("Plan") and are scheduled to vest in increments as follows: 25% on June 8, 2016; 25% on June 8, 2017; and 50% on June 8, 2018, subject to the terms of the Plan and an award agreement under the Plan.