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Home > Insider Trading > Filing (0001140361-15-033219)

Filing Details

Accession Number:: 0001140361-15-033219
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-08-24 16:02:54
Reporting Period:: 2015-08-21

Filing Date:: 2015-08-24
Accepted Time:: 2015-08-24 16:02:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1512138	Great Basin Scientific Inc.	GBSN	Surgical & Medical Instruments & Apparatus (3841)	830361454

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1620917	David Spafford	C/O Great Basin Scientific, Inc. 2441 South 3850 West Salt Lake City UT 84120		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-08-21	6,665	$1.47	363,665	No	4	P	Indirect	By Spring Forth Investments, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Spring Forth Investments, LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series E Convertible Preferred Stock	Acquisiton	2015-08-21	585	$0.00	2,340	$0.00
Common Stock	Series C Common Stock Warrants	Acquisiton	2015-08-21	4,680	$0.00	4,680	$2.55

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
23,090	2015-08-25		No	4	P	Indirect
170,680	2015-08-25	2020-02-25	No	4	P	Indirect

Footnotes

Each share of Series E Convertible Preferred Stock is convertible into four shares of common stock and has no expiration date.
The reported securities are included within 585 Units purchased by the reporting person for $16.99 per Unit. Each Unit consists of one share of Series E Convertible Preferred Stock, which is convertible into four shares of common stock, and eight Series C Warrants.