Filing Details

Accession Number:
0000899243-15-003751
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-21 15:39:06
Reporting Period:
2015-08-21
Filing Date:
2015-08-21
Accepted Time:
2015-08-21 15:39:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
850261 Sorrento Therapeutics Inc. SRNE Services-Commercial Physical & Biological Research (8731) 330344842
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1638744 K George Ng C/O Sorrento Therapeutics, Inc.
9380 Judicial Drive
San Diego CA 92121
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-21 500 $13.49 500 No 4 P Direct
Common Stock Acquisiton 2015-08-21 333 $13.55 833 No 4 P Direct
Common Stock Acquisiton 2015-08-21 55 $13.34 888 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,901 Indirect Through Peng Ventures, LLC