Filing Details

Accession Number:
0000899243-15-003740
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-21 11:27:13
Reporting Period:
2015-08-21
Filing Date:
2015-08-21
Accepted Time:
2015-08-21 11:27:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
850261 Sorrento Therapeutics Inc. SRNE Services-Commercial Physical & Biological Research (8731) 330344842
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1470981 Henry Ji C/O Sorrento Therapeutics, Inc.
9380 Judicial Drive
San Diego CA 92121
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-21 8,888 $13.08 14,888 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,053,162 Indirect See Footnote
Footnotes
  1. Shares are held in family trust, of which Dr. Ji is a co-trustee with his wife.