Filing Details

Accession Number:
0001144204-15-051136
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-20 19:00:50
Reporting Period:
2015-08-18
Filing Date:
2015-08-20
Accepted Time:
2015-08-20 19:00:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133869 Capricor Therapeutics Inc. CAPR Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593084 Linda Marban C/O Capricor Therapeutics, Inc.
8840 Wilshire Blvd., 2Nd Floor
Beverly Hills CA 90211
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-18 5,000 $4.31 264,357 No 4 P Direct
Common Stock Acquisiton 2015-08-19 4,200 $4.42 268,557 No 4 P Direct
Common Stock Acquisiton 2015-08-18 5,000 $4.31 3,169,154 No 4 P Indirect By spouse.
Common Stock Acquisiton 2015-08-19 4,200 $4.42 3,173,354 No 4 P Indirect By spouse.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect By spouse.
No 4 P Indirect By spouse.
Footnotes
  1. Includes shares which the Reporting Person holds in joint tenancy with her spouse.
  2. The Reporting Person disclaims beneficial ownership of these securities, other than the 5,000 shares held in joint tenancy with her spouse, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  3. The Reporting Person disclaims beneficial ownership of these securities, other than the 9,200 shares held in joint tenancy with her spouse, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.