Filing Details

Accession Number:
0001620533-15-000069
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-20 18:18:41
Reporting Period:
2015-08-18
Filing Date:
2015-08-20
Accepted Time:
2015-08-20 18:18:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620533 Shake Shack Inc. SHAK Retail-Eating & Drinking Places (5810) 471941186
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1633763 Trust Revocable Harris Joan C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1633814 W Joan Harris C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-08-18 9,156 $0.00 9,156 No 4 C Indirect BY TRUST
Class A Common Stock Disposition 2015-08-18 9,156 $57.75 0 No 4 S Indirect BY TRUST
Class B Common Stock Disposition 2015-08-18 9,156 $0.00 58,751 No 4 J Indirect BY TRUST
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect BY TRUST
No 4 S Indirect BY TRUST
No 4 J Indirect BY TRUST
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Common Membership Interests Disposition 2015-08-18 9,156 $0.00 9,156 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
58,751 No 4 C Indirect
Footnotes
  1. Shares obtained upon redemption of common membership interests in SSE Holdings, LLC (the "LLC Interests") for an equal number of shares of the Issuer's Class A Common Stock.
  2. Held directly by the Trust, of which Joan W. Harris is the sole trustee and sole beneficiary.
  3. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Common Stock.
  4. The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.