Filing Details

Accession Number:
0001620533-15-000059
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-20 18:16:16
Reporting Period:
2015-08-18
Filing Date:
2015-08-20
Accepted Time:
2015-08-20 18:16:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620533 Shake Shack Inc. SHAK Retail-Eating & Drinking Places (5810) 471941186
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1633801 Trust Family 2012 Coraine D. Richard C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1633802 D Richard Coraine C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1633918 Toni Haida C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-08-18 33,474 $0.00 38,474 No 4 C Direct
Class A Common Stock Disposition 2015-08-18 33,474 $57.75 5,000 No 4 S Direct
Class B Common Stock Disposition 2015-08-18 33,474 $0.00 218,924 No 4 J Direct
Class A Common Stock Acquisiton 2015-08-18 56,302 $0.00 56,302 No 4 C Indirect BY TRUST
Class A Common Stock Disposition 2015-08-18 56,302 $57.75 0 No 4 S Indirect BY TRUST
Class B Common Stock Disposition 2015-08-18 56,302 $0.00 368,223 No 4 J Indirect BY TRUST
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 J Direct
No 4 C Indirect BY TRUST
No 4 S Indirect BY TRUST
No 4 J Indirect BY TRUST
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Common Membership Interests Disposition 2015-08-18 33,474 $0.00 33,474 $0.00
Class A Common Stock Common Membership Interests Disposition 2015-08-18 56,302 $0.00 56,302 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
218,924 No 4 C Direct
368,223 No 4 C Indirect
Footnotes
  1. Shares obtained upon redemption of common membership interests in SSE Holdings, LLC (the "LLC Interests") for an equal number of shares of the Issuer's Class A Common Stock.
  2. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Common Stock.
  3. Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
  4. The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.