Filing Details

Accession Number:
0001209191-15-067137
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-20 17:20:46
Reporting Period:
2015-08-18
Filing Date:
2015-08-20
Accepted Time:
2015-08-20 17:20:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463101 Enphase Energy Inc. ENPH Semiconductors & Related Devices (3674) 204645388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544025 B Paul Nahi C/O Enphase Energy, Inc.
1420 N. Mcdowell Blvd.
Petaluma CA 94954
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-18 10,272 $5.36 632,160 No 4 S Direct
Common Stock Disposition 2015-08-18 1,713 $5.36 630,447 No 4 S Direct
Common Stock Acquisiton 2015-08-19 20,000 $0.27 650,447 No 4 M Direct
Common Stock Acquisiton 2015-08-20 80,000 $0.27 730,447 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-08-19 20,000 $0.00 20,000 $0.27
Common Stock Stock Option (Right to Buy) Disposition 2015-08-20 80,000 $0.00 80,000 $0.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
690,558 2019-07-15 No 4 M Direct
610,558 2019-07-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 55,066 Indirect Held in Trust
Footnotes
  1. Represents the shares sold to cover the tax liability associated with the vesting of a portion of the restricted stock units (RSUs) reported on March 10, 2014.
  2. Represents the shares sold to cover the tax liability associated with the vesting of a portion of the restricted stock units (RSUs) reported on May 6, 2013.
  3. The shares are held in trust for Mr. Nahi's children. Mr. Nahi disclaims beneficial ownership of the shares.
  4. The option was granted on July 16, 2009 and vested incrementally over a four-year period.