Filing Details

Accession Number:
0001299709-15-000090
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-18 20:19:41
Reporting Period:
2015-08-16
Filing Date:
2015-08-18
Accepted Time:
2015-08-18 20:19:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299709 Bofi Holding Inc. BOFI Savings Institution, Federally Chartered (6035) 330867444
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1517804 John James Court 4350 La Jolla Village Drive
Suite 140
San Diego CA 92122
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-16 1,334 $128.50 8,754 No 4 M Direct
Common Stock Disposition 2015-08-16 693 $128.50 8,061 No 4 F Direct
Common Stock Disposition 2015-08-18 1,282 $131.55 6,779 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2015-08-16 1,334 $0.00 1,334 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,001 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 300 Indirect by Spouse
Footnotes
  1. Represents shares of Common Stock issued on August 16, 2015 following the vesting of Restricted Stock Units (RSU's) which vest one-third each year. The RSU's were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.
  2. Represents shares of Common Stock retained by BofI Holding, Inc. for tax witholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSU's.
  3. IRA account for Susan M Court
  4. The RSU's were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSU's are accompanied by dividend equivalent rights.
  5. The RSU's vest over three years, one-third on each anniversary date of grant.