Filing Details

Accession Number:
0001209191-15-066702
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-18 18:52:46
Reporting Period:
2015-08-14
Filing Date:
2015-08-18
Accepted Time:
2015-08-18 18:52:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
876343 Biotime Inc BTX Biological Products, (No Disgnostic Substances) (2836) 943127919
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1321073 Lahue Stephen Cartt 1301 Harbor Bay Parkway
Alameda CA 94502
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Acquisiton 2015-08-14 18,400 $2.65 98,525 No 4 P Direct
Common Shares, No Par Value Acquisiton 2015-08-17 39,400 $2.83 137,925 No 4 P Direct
Common Shares, No Par Value Acquisiton 2015-08-18 17,200 $2.90 155,125 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Option to Purchase Common Shares $3.57 2020-06-30 20,000 20,000 Direct
Common Shares Option to Purchase Common Shares $3.43 2019-11-03 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-06-30 20,000 20,000 Direct
2019-11-03 20,000 20,000 Direct
Footnotes
  1. The price of $2.6498 per share represents a weighted average of prices ranging from $2.63 to $2.679 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  2. The price of $2.8294 per share represents a weighted average of prices ranging from $2.69 to $2.99 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  3. The price of $2.8972 per share represents a weighted average of prices ranging from $2.86 to $3.00 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  4. Will become exercisable in four equal quarterly installments after the date of grant on July 1, 2015 based upon continued service on the board of directors.
  5. 5,000 options became exercisable on December 31, 2014; March 31, 2015; and June 30, 2015. The remaining 5,000 options will become exercisable on September 30, 2015 based upon continued service on the board of directors.