Filing Details

Accession Number:
0000899243-15-003253
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-17 16:56:59
Reporting Period:
2015-08-13
Filing Date:
2015-08-17
Accepted Time:
2015-08-17 16:56:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1541087 L.p. Fund Master Credit Long/Short Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1541088 Bluemountain Long/Short Credit Gp, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-13 979,773 $14.71 0 No 4 S Direct
Common Stock Disposition 2015-08-13 979,773 $14.71 191,428 No 4 S Indirect Notes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect Notes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 125% Warrants Disposition 2015-08-13 33,628 $3.61 33,628 $14.93
Common Stock 135% Warrants Disposition 2015-08-13 33,628 $2.88 33,628 $16.12
Common Stock 125% Warrants Disposition 2015-08-13 33,628 $3.61 33,628 $14.93
Common Stock 135% Warrants Disposition 2015-08-13 33,628 $2.88 33,628 $16.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-09-03 2018-09-03 No 4 S Direct
0 2013-09-03 2018-09-03 No 4 S Direct
6,570 2013-09-03 2018-09-03 No 4 S Indirect
6,570 2013-09-03 2018-09-03 No 4 S Indirect
Footnotes
  1. The filing of this Form 4 shall not be construed as an admission that BlueMountain Long/Short Credit GP, LLC ("BMLSC GP") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of (i) the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"), (ii) any warrants to purchase shares of Common Stock at an exercise price of $14.93 (the "125% Warrants") or (iii) any warrants to purchase shares of Common Stock at an exercise price of $16.12 (the "135% Warrants"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, BMLSC GP disclaims such beneficial ownership, except to the extent of its pecuniary interest.
  2. BlueMountain Capital Management, LLC ("BMCM") is the investment manager of BlueMountain Long/Short Credit Master Fund L.P. ("BMLSC"), and in that capacity directs the voting and disposition of securities held by BMLSC and receives an asset-based fee with respect to BMLSC's investment activities. BMLSC GP serves as the general partner of BMLSC and in that capacity receives a performance based allocation.
  3. On August 13, 2015, BMLSC sold 494,083 shares of Common Stock, 33,628 125% Warrants and 33,628 135% Warrants to BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMMMF") and 485,690 shares of Common Stock to BlueMountain Summit Trading L.P. ("Summit"), both of which are private funds for which BMCM also acts as investment manager. Such sale represented all of the Common Stock, 125% Warrants and 135% Warrants held by BMLSC. BMLSC GP, BlueMountain Summit Opportunities GP II, LLC, the general partner of Summit, and BlueMountain Montenvers Holdings, LLC, the holder of carry shares in BMMMF, are all wholly owned subsidiaries of BlueMountain GP Holdings, LLC ("GP Holdings"); accordingly the transaction described in this Form 4 had no effect on the pecuniary interest held by GP Holdings in the Common Stock, the 125% Warrants and the 135% Warrants.
  4. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act.