Filing Details

Accession Number:
0001140361-15-032509
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-17 16:50:21
Reporting Period:
2015-08-14
Filing Date:
2015-08-17
Accepted Time:
2015-08-17 16:50:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
823094 Sothebys BID Services-Business Services, Nec (7389) 382478409
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1114673 M Dennis Weibling 1334 York Avenue
New York NY 10021
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-14 20,000 $38.10 45,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Deferred Stock Units Acquisiton 2015-08-15 495 $0.00 495 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,128 No 4 A Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $37.95 and $38.24, inclusive. If requested, the reporting person will supply the SEC, the Issuer or a security holder of the Issuer full details regarding the number of shares sold at each separate price.
  2. One for One
  3. The deferred stock units were accrued under the Sotheby's 1998 Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled 100% in Sotheby's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Sotheby's Board.
  4. Not Applicable