Filing Details

Accession Number:
0001144204-15-048866
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-13 13:28:12
Reporting Period:
2015-08-12
Filing Date:
2015-08-13
Accepted Time:
2015-08-13 13:28:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372807 Kcap Financial Inc. KCAP () 205348000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194836 Michael C Jacobi 358 Tranquility Road
Middlebury CT 06762
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-12 300 $4.82 40,300 No 4 P Direct
Common Stock Acquisiton 2015-08-12 2,460 $4.81 42,760 No 4 P Direct
Common Stock Acquisiton 2015-08-12 2,700 $4.83 45,460 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct