Filing Details

Accession Number:
0001247524-15-000232
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-13 11:26:41
Reporting Period:
2015-08-11
Filing Date:
2015-08-13
Accepted Time:
2015-08-13 11:26:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411574 Surgical Care Affiliates Inc. SCAI Services-Specialty Outpatient Facilities, Nec (8093) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317425 T Joseph Clark C/O Surgical Care Affiliates, Inc.,
520 Lake Cook Road, Suite 250
Deerfield IL 60015
Chief Development Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-11 40,000 $38.61 45,814 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to Purchase Common Stock $13.94 2022-03-06 6,098 6,098 Direct
Common Stock Options to Purchase Common Stock $11.48 2022-03-06 18,292 18,292 Direct
Common Stock Options to Purchase Common Stock $12.41 2023-05-06 53,658 53,658 Direct
Common Stock Options to Purchase Common Stock $29.02 2024-09-17 30,152 30,152 Direct
Common Stock Options to Purchase Common Stock $38.35 2025-06-04 22,692 22,692 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-03-06 6,098 6,098 Direct
2022-03-06 18,292 18,292 Direct
2023-05-06 53,658 53,658 Direct
2024-09-17 30,152 30,152 Direct
2025-06-04 22,692 22,692 Direct
Footnotes
  1. Includes 39,347 shares of Common Stock underlying Restricted Stock Units ("RSUs") of the issuer. All of the RSUs are subject to time-based vesting and vest in equal annual installments over a period of four years from their respective grant dates and are settled on each applicable vesting date.
  2. All of the options are time-based options and, as of March 6, 2013, became fully vested.
  3. All of the options are time-based options which are scheduled to vest in equal installments on March 6, 2014, March 6, 2015 and March 6, 2016.
  4. All of the options are time-based options which are scheduled to vest in equal installments on May 6, 2014, May 6, 2015, May 6, 2016 and May 6, 2017.
  5. All of the options are time-based options which are scheduled to vest in equal installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018.
  6. All of the options are time-based options which are scheduled to vest in equal installments on June 4, 2016, June 4, 2017, June 4, 2018 and June 4, 2019.