Filing Details

Accession Number:
0001493152-15-003573
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-12 16:37:36
Reporting Period:
2015-08-10
Filing Date:
2015-08-12
Accepted Time:
2015-08-12 16:37:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162896 Wizard World Inc. WIZD Services-Amusement & Recreation Services (7900) 980357690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1113835 Paul Kessler 1100 Glendon Avenue,
Suite 850
Los Angeles, CA 90024
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2015-08-10 30,000 $0.58 8,643,268 No 4 P Indirect Please see explanation below
Common Stock, Par Value $0.0001 Per Share Acquisiton 2015-08-11 20,000 $0.58 8,663,268 No 4 P Indirect Please see explanation below
Common Stock, Par Value $0.0001 Per Share Acquisiton 2015-08-11 35,000 $0.54 8,698,268 No 4 P Indirect Please see explanation below
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Please see explanation below
No 4 P Indirect Please see explanation below
No 4 P Indirect Please see explanation below
Footnotes
  1. These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("Bristol Capital"), a Delaware limited liability company, of which Mr. Kessler, as the manager of Bristol Capital, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 7,343,568 shares of the Company's common stock.
  2. These shares were purchased by Bristol Capital, LLC, a Delaware limited liability company ("BC"), of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned by BC. BC owns a total of 489,000 shares of the Company's common stock.
  3. This total includes: (i) 7,343,568 shares owned by Bristol Investment, (ii) 489,000 shares owned by BC, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.
  4. This total does not include shares issuable upon exercise of an option held by Mr. Kessler, individually, for 450,000 shares of common stock, of which approximately 165,800 have vested.