Filing Details

Accession Number:
0001140361-15-031067
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-08-11 17:20:07
Reporting Period:
2015-08-07
Filing Date:
2015-08-11
Accepted Time:
2015-08-11 17:20:07
Original Submission Date:
2015-08-10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1332551 Resource Capital Corp. RSO Real Estate Investment Trusts (6798) 202287134
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356155 F Jeffrey Brotman 1845 Walnut Street, 18Th Floor
Philadelphia PA 19103
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-07 40,000 $3.07 332,375 No 4 P Direct
Preferred Stock Series B Acquisiton 2015-08-07 1,000 $18.50 1,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 350 Indirect By Daughter
Footnotes
  1. On August 7, 2015, Jeffrey F. Brotman purchased, in multiple transactions, Resource Capital Corp. common stock at prices ranging from $3.00 to $3.15.
  2. 158,592 shares remain subject to vesting.
  3. The reporting person disclaims beneficial ownership of these shares.