Filing Details
- Accession Number:
- 0001016281-15-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-11 12:28:53
- Reporting Period:
- 2015-08-10
- Filing Date:
- 2015-08-11
- Accepted Time:
- 2015-08-11 12:28:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016281 | Carriage Services Inc | CSV | Services-Personal Services (7200) | 760423828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557459 | Donald Paul Elliott | 5219 Laurelwood Kingwood TX 77345 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-10 | 4,500 | $23.09 | 34,109 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $22.58 | 2022-02-24 | 38,000 | 38,000 | Direct | |
| Common Stock | Stock Options | $20.26 | 2019-02-25 | 35,000 | 35,000 | Direct | |
| Common Stock | Stock Options | $16.73 | 2018-05-22 | 30,000 | 30,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-02-24 | 38,000 | 38,000 | Direct |
| 2019-02-25 | 35,000 | 35,000 | Direct |
| 2018-05-22 | 30,000 | 30,000 | Direct |
Footnotes
- Includes 12,500 shares purchased through the Carriage Services, Inc. 401(K) Plan
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
- Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/25/2015 and 1/3 will vest on 02/25/2016 and 1/3 on 02/25/2017. These stock options expire on 02/25/2019.
- Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan for which 1/3 vested on 05/22/2014 and 1/3 vested on 05/22/2015 and 1/3 will vest on 05/22/2016. These stock options expire on 05/22/2018.
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