Filing Details

Accession Number:
0001209191-15-065073
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-11 11:41:10
Reporting Period:
2015-08-10
Filing Date:
2015-08-11
Accepted Time:
2015-08-11 11:41:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Security Brokers, Dealers & Flotation Companies (6211) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070596 E Gregory Barton C/O Wisdomtree Investments, Inc.
245 Park Avenue, 35Th Floor
New York NY 10167
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-10 33,700 $25.19 223,394 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $25.0575 to $25.35, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
  2. Includes restricted stock awards which vest as to (i) 50,000 shares on each of October 8, 2015 and 2016, (ii) 17,941 shares on each of January 14, 2016 and 2017, (iii) 1,894 shares on January 22, 2016, (iv) 15,641 shares on each of January 28, 2016 and 2017 and (v) 15,646 shares on January 28, 2018.