Filing Details
- Accession Number:
- 0001209191-15-064468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-06 20:26:31
- Reporting Period:
- 2015-08-05
- Filing Date:
- 2015-08-06
- Accepted Time:
- 2015-08-06 20:26:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1543643 | Cu Bancorp | CUNB | National Commercial Banks (6021) | 900779788 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1555233 | H Charles Sweetman | C/O Cu Bancorp 15821 Ventura Blvd. Suite 100 Encino CA 91436 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-08-05 | 500 | $22.55 | 1,250 | No | 4 | S | Indirect | Charles H. Sweetman as Custodian under CUTMA for Emily K. Roche |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Charles H. Sweetman as Custodian under CUTMA for Emily K. Roche |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,100 | Indirect | As Trustee of the Charles and Judith Sweetman Family Trust |
| Common Stock | 2,000 | Direct | |
| Common Stock | 20,500 | Indirect | As Trustee of the Charles H. Sweetman 1996 Trust |
| Common Stock | 2,000 | Indirect | As Member/Manager of Sweetman Properties LLC |
| Common Stock | 1,000 | Indirect | As Trustee of the Judith Sweetman Trust |
| Common Stock | 3,150 | Indirect | Charles H. Sweetman as Custodian under CUTMA for Kaylee J. Sweetman |
| Common Stock | 2,650 | Indirect | Charles H. Sweetman as Custodian under CUTMA for Patrick C. Roche |
| Common Stock | 2,650 | Indirect | Charles H. Sweetman as Custodian under CUTMA for the Sophia Rose Sweetman |
| Common Stock | 500 | Indirect | Judith Sweetman as Custodian under CUTMA for Zachary A. Kosma |
| Common Stock | 500 | Indirect | Judith Sweetman as Custodian under CUTMA for Marcus Oliver Kosma |
| Common Stock | 600 | Indirect | Judith Sweetman as Custodian under CUTMA for Drake W. Radmacher |
| Common Stock | 600 | Indirect | Judith Sweetman as Custodian under CUTMA for Ivy K. Radmacher |
Footnotes
- Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
Billionaire Hedge Funds
