Filing Details
- Accession Number:
- 0001016281-15-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-06 17:10:29
- Reporting Period:
- 2015-08-06
- Filing Date:
- 2015-08-06
- Accepted Time:
- 2015-08-06 17:10:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016281 | Carriage Services Inc | CSV | Services-Personal Services (7200) | 760423828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1643336 | Benjamin Carl Brink | 28634 Pleasant Forest Drive Katy TX 77494 | Principal Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-06 | 1,000 | $23.00 | 4,799 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $22.58 | 2022-02-24 | 22,000 | 22,000 | Direct | |
| Common Stock | Stock Options | $20.26 | 2019-02-25 | 12,000 | 12,000 | Direct | |
| Common Stock | Stock Options | $16.73 | 2018-05-22 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-02-24 | 22,000 | 22,000 | Direct |
| 2019-02-25 | 12,000 | 12,000 | Direct |
| 2018-05-22 | 10,000 | 10,000 | Direct |
Footnotes
- Stock Option Grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan of 15,000 options granted on 5/22/2013, of which 5,000 options vested on 5/22/2014 and were exercised on 3/26/2015, 5,000 vested and became exercisable on 5/22/2015 and 5,000 options that vest on 5/22/2016. The options expire on 5/22/2018.
- Stock Option Grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan of 18,000 options granted on 02/25/2014, of which 6,000 options vested on 2/25/2015 and were exercised on 3/26/2015, 6,000 options will vest on 2/25/2016 and 6,000 options will vest on 2/25/2017. These options expire on 02/25/2019.
- Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan of 22,000 options granted on 02/24/2015 which will vest 1/3 on 02/24/2016, 1/3 on 02/24/2016 and 1/3 on 02/24/2017. These options expire on 02/24/2022.
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