Filing Details

Accession Number:
0001209191-15-063832
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-04 20:12:13
Reporting Period:
2015-08-04
Filing Date:
2015-08-04
Accepted Time:
2015-08-04 20:12:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 270119051
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1417973 J Keith Sullivan C/O 4698 Willow Road Suite 100
Pleasanton CA 94588
Svp, Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-04 568 $35.94 91,693 No 4 F Direct
Common Stock Disposition 2015-08-04 13,700 $36.19 77,993 No 4 S Direct
Common Stock Acquisiton 2015-08-04 10,000 $0.00 87,993 No 4 A Direct
Common Stock Disposition 2015-08-04 4,195 $35.94 83,798 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Indirect By Keith J Sullivan (IRA) FCC as custodian
Footnotes
  1. Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the Restricted Stock Units ("RSUs"). The RSUs for 65,000 shares vest as follows: 25% of the total number of shares subject to the RSUs vested on October 4, 2013 and the remainder vests in 36 equal monthly installments.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.57 to $36.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. Represents the number of shares subject to Performance Stock Units ("PSUs") vested in connection with meeting of certain performance milestones by the Reporting Person. No other shares from the PSUs vested.
  5. Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the PSUs referenced in footnote 4.