Filing Details

Accession Number:
0001126328-15-000206
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-03 15:04:55
Reporting Period:
2015-07-31
Filing Date:
2015-08-03
Accepted Time:
2015-08-03 15:04:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443238 J. Terrance Lillis 711 High Street
Des Moines IA 50392
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-07-31 3,235 $49.25 85,089 No 4 M Direct
Common Stock Disposition 2015-07-31 3,235 $55.75 81,854 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2015-07-31 3,235 $0.00 3,235 $49.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-02-27 2016-02-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40 Indirect By 401(k) Plan
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2015.
  2. Includes 10,120 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.