Filing Details
- Accession Number:
- 0001490660-15-000100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-30 17:53:53
- Reporting Period:
- 2015-07-29
- Filing Date:
- 2015-07-30
- Accepted Time:
- 2015-07-30 17:53:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1175993 | Frederick Ball | 901 Mariners Island Blvd San Mateo CA 94404 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-05-27 | 15,000 | $0.00 | 17,016 | No | 5 | G | Indirect | by Trust |
| Common Stock | Disposition | 2015-07-29 | 15,000 | $30.13 | 2,016 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 62,442 | Direct |
Footnotes
- The shares are held directly by The 1998 Ball Family Trust for which the Reporting Person serves as trustee.
- These shares were sold pursuant to Mr. Ball's 10b5-1 plan entered into on May 28, 2015.
- This transaction was executed in multiple trades at prices ranging from $29.78 to $30.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
