Filing Details

Accession Number:
0001181431-15-008833
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-29 16:41:38
Reporting Period:
2015-07-27
Filing Date:
2015-07-29
Accepted Time:
2015-07-29 16:41:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407038 Bg Medicine Inc. BGMD In Vitro & In Vivo Diagnostic Substances (2835) 043506204
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222012 Noubar Afeyan C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
Yes No Yes No
1399779 Applied Genomic Technology Capital Fund Lp C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1400240 Flagship Ventures Management, Inc. C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1400241 Newcogen Group, Inc. C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1419730 Agtc Partners, L.p. C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-07-27 53,857 $0.14 766,720 No 4 X Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock Disposition 2015-07-27 3,390 $2.27 763,330 No 4 S Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock Acquisiton 2015-07-27 4,205 $0.14 767,535 No 4 X Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock Disposition 2015-07-27 265 $2.27 767,270 No 4 S Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock Acquisiton 2015-07-27 4,205 $0.14 771,475 No 4 X Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock Disposition 2015-07-27 265 $2.27 771,210 No 4 S Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock Acquisiton 2015-07-27 4,205 $0.14 775,415 No 4 X Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock Disposition 2015-07-27 265 $2.27 775,150 No 4 S Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock Acquisiton 2015-07-27 4,205 $0.14 779,355 No 4 X Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock Disposition 2015-07-27 265 $2.27 779,090 No 4 S Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock Acquisiton 2015-07-27 8,410 $0.14 787,500 No 4 X Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock Disposition 2015-07-27 530 $2.27 786,970 No 4 S Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect Held by Applied Genomic Technology Capital Fund, L.P.
No 4 S Indirect Held by Applied Genomic Technology Capital Fund, L.P.
No 4 X Indirect Held by Applied Genomic Technology Capital Fund, L.P.
No 4 S Indirect Held by Applied Genomic Technology Capital Fund, L.P.
No 4 X Indirect Held by Applied Genomic Technology Capital Fund, L.P.
No 4 S Indirect Held by Applied Genomic Technology Capital Fund, L.P.
No 4 X Indirect Held by Applied Genomic Technology Capital Fund, L.P.
No 4 S Indirect Held by Applied Genomic Technology Capital Fund, L.P.
No 4 X Indirect Held by Applied Genomic Technology Capital Fund, L.P.
No 4 S Indirect Held by Applied Genomic Technology Capital Fund, L.P.
No 4 X Indirect Held by Applied Genomic Technology Capital Fund, L.P.
No 4 S Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2015-07-27 53,857 $0.00 53,857 $0.14
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2015-07-27 4,205 $0.00 4,205 $0.14
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2015-07-27 4,205 $0.00 4,205 $0.14
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2015-07-27 4,205 $0.00 4,205 $0.14
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2015-07-27 4,205 $0.00 4,205 $0.14
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2015-07-27 8,410 $0.00 8,410 $0.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-07-28 No 4 X Indirect
0 2015-09-08 No 4 X Indirect
0 2015-09-28 No 4 X Indirect
0 2015-11-14 No 4 X Indirect
0 2015-12-15 No 4 X Indirect
0 2016-03-10 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 43,930 Direct
Common Stock 53,754 Indirect Held by AGTC Advisors Fund, L.P.
Common Stock 2,508 Indirect Held by Atlast LP
Common Stock 441,072 Indirect Held by Flagship Ventures Fund 2007, L.P.
Footnotes
  1. Share and price per share amounts have been adjusted to reflect a 1-for-4 reverse split of the Issuer's common stock on July 8, 2015.
  2. On July 27, 2015, Applied Genomic Technology Capital Fund, L.P. ("AGTCF") exercised warrants to purchase 53,857 shares of Common Stock for $0.14 per share. AGTCF exercised the warrants on a cashless basis, resulting in the Issuer's withholding of 3,390 of the warrant shares to pay the exercise price and issuing to AGTCF the remaining 50,467 shares.
  3. NewcoGen Group, Inc. ("NG") is the general partner of AGTC Partners, L.P., which is the general partner of AGTCF and AGTC Advisors Fund, L.P. ("AGTCA", and together with AGTCF, the "AGTC Funds"). NG is a wholly-owned subsidiary of Flagship Ventures Management, Inc. ("Flagship"). Noubar B. Afeyan, Ph.D. is the director of Flagship and may be deemed to beneficially own the securities held by the AGTC Funds. Dr. Afeyan disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  4. The price reflects the average of the closing prices of the Common Stock over the five day period prior to the exercise date.
  5. On July 27, 2015, AGTCF exercised warrants to purchase 4,205 shares of Common Stock for $0.14 per share. AGTCF exercised the warrants on a cashless basis, resulting in the Issuer's withholding of 265 of the warrant shares to pay the exercise price and issuing to AGTCF the remaining 3,940 shares.
  6. On July 27, 2015, AGTCF exercised warrants to purchase 4,205 shares of Common Stock for $0.14 per share. AGTCF exercised the warrants on a cashless basis, resulting in the Issuer's withholding of 265 of the warrant shares to pay the exercise price and issuing to AGTCF the remaining 3,940 shares.
  7. On July 27, 2015, AGTCF exercised warrants to purchase 4,205 shares of Common Stock for $0.14 per share. AGTCF exercised the warrants on a cashless basis, resulting in the Issuer's withholding of 265 of the warrant shares to pay the exercise price and issuing to AGTCF the remaining 3,940 shares.
  8. On July 27, 2015, AGTCF exercised warrants to purchase 4,205 shares of Common Stock for $0.14 per share. AGTCF exercised the warrants on a cashless basis, resulting in the Issuer's withholding of 265 of the warrant shares to pay the exercise price and issuing to AGTCF the remaining 3,940 shares.
  9. On July 27, 2015, AGTCF exercised warrants to purchase 8,410 shares of Common Stock for $0.14 per share. AGTCF exercised the warrants on a cashless basis, resulting in the Issuer's withholding of 530 of the warrant shares to pay the exercise price and issuing to AGTCF the remaining 7,880 shares.
  10. Noubar B. Afeyan, Ph.D. is the general partner of Atlast LP and may be deemed to beneficially own the securities held by Atlast LP. Dr. Afeyan disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  11. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr. are managers of Flagship Ventures 2007 General Partner LLC, which is the general partner of Flagship Ventures Fund 2007, L.P., and may be deemed to beneficially own the securities held by Flagship Ventures Fund 2007, L.P. Each of Dr. Afeyan and Mr. Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  12. This warrant is immediately exercisable.