Filing Details

Accession Number:
0001633970-15-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-29 13:58:23
Reporting Period:
2015-07-27
Filing Date:
2015-07-29
Accepted Time:
2015-07-29 13:58:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596783 Catalent Inc. CTLT Pharmaceutical Preparations (2834) 208737688
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1269428 M Matthew Walsh C/O Catalent, Inc.
14 Schoolhouse Road
Somerset NJ 08822
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-07-27 18,690 $14.29 102,810 No 4 M Direct
Common Stock Disposition 2015-07-27 13,574 $30.50 89,236 No 4 F Direct
Common Stock Disposition 2015-07-27 5,116 $31.18 84,120 No 4 S Direct
Common Stock Acquisiton 2015-07-27 19,267 $10.71 103,387 No 4 M Direct
Common Stock Disposition 2015-07-27 12,831 $30.50 90,556 No 4 F Direct
Common Stock Disposition 2015-07-27 6,436 $31.18 84,120 No 4 S Direct
Common Stock Acquisiton 2015-07-27 46,760 $10.71 130,880 No 4 M Direct
Common Stock Disposition 2015-07-27 31,140 $30.50 99,740 No 4 F Direct
Common Stock Disposition 2015-07-27 15,620 $31.18 84,120 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to purchase common stock Acquisiton 2015-07-27 18,690 $0.00 18,690 $14.29
Common Stock Options to purchase common stock Acquisiton 2015-07-27 19,267 $0.00 19,267 $10.71
Common Stock Options to purchase common stock Acquisiton 2015-07-27 46,760 $0.00 46,760 $10.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-04-17 2018-04-17 No 4 M Direct
0 2010-10-23 2019-10-23 No 4 M Direct
0 2010-10-23 2019-10-23 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2015 in order to implement a plan of financial diversification.
  2. Includes restricted stock units.
  3. Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the 10b5-1 trading plan noted in footnote 1.
  4. Represents the shares sold pursuant to the 10b5-1 trading plan noted in footnote 1.
  5. On April 17, 2008, the reporting person was granted an option to purchase 18,690 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments beginning on April 17, 2009.
  6. On October 23, 2009, the reporting person was granted an option to purchase 121,310 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments beginning on October 23, 2010.
  7. On October 23, 2009, the reporting person was granted an option to purchase 46,760 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2010, 2011, 2012, 2013 and 2014. The performance criteria for 2010, 2011, 2012, 2013 and 2014 were met, resulting in vesting of the option as to all 46,760 shares.